Your Broker?
The fact is in recent years, unlawful actions by large organizations and even individuals, has seen an increase in stock and securities fraud.The faith we have put into either, our stock broker, investment advisor or financial planners is abused and our investment lost.Many of the most common investor claims include misleading or withholding information, unauthorized investments, unsuitable investment recommendations or excessive trading (churning).It is actually a broker’s obligation to divulge all related details concerning any transactions and investments, failing to do so can result in your investment being used to your brokers advantage, lining their pockets instead of your own. Have a regulatory audit right away!
